US Securities Exchange Commission staff have been told to seek permission from leadership before formally starting probes, Reuters reported, citing people briefed on the matter who weren’t ...
Cohen added the new SEC leadership would likely continue to ... College Park and lives in Washington, DC. Chris Prentice reports on financial crimes, with a focus on securities enforcement matters ...
The SEC’s acting enforcement director, Sanjay Wadhwa, will depart the agency at the end of the month, following a record number of enforcement actions filed in the first quarter of fiscal year ...